Our Equity Services, Inc., team has opened its doors wide to welcome us all.
For years, ESI has been required by our regulators to operate behind closed, locked doors.
That’s because as a broker-dealer, ESI handles a lot of client information with personally identifiable information.
But as we all know, the world has changed and so much information is transmitted electronically that FINRA gave the go-ahead to opening ESI’s doors.
So, feel free to pay a visit to the team on the fourth floor of the Vermont campus. Because everyone there still handles a lot of confidential information, please understand that they will continue to take care that it stays private.