Please join me in congratulating Sharlene Mazza on her promotion to ESI Vice President, Compliance.
Sharlene joined ESI in 2014 and has been a vital contributor to the firm’s Compliance efforts. While Sharlene may be most known for her participation in the branch inspection program, it is her proactive approach and commitment to improvement that has been instrumental in producing a robust testing program. In her new role, Sharlene will use her 20+ years of experience to continue to contribute to the branch exam program but will also be principally focused on identifying the strengths and opportunities available to the Broker/Dealer and RIA through their respective annual testing programs.
Congrats Sharlene!
– Scott Solad
